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Exam Notes ยท W7S2

Transformers in Practice โ€” BERT & GPT

Pre-train once on massive unlabeled text, fine-tune cheaply per task. BERT (encoder-only, bidirectional, MLM) understands; GPT (decoder-only, causal, next-token) generates. The only architectural difference is the attention mask.

1 The pre-training paradigm


  • Before 2018: every NLP task trained its own model from scratch. After 2018: pre-train once, fine-tune for any task. (As big a shift for NLP as ImageNet was for vision.)
  • Pre-training: train a big model on massive unlabeled text (the internet, billions of words โ€” free) to learn grammar, word meanings, world facts.
  • Fine-tuning: adapt that model to a specific task with a small labeled dataset (labels are expensive + scarce).
  • Why it works: language knowledge transfers โ€” it's reusable across sentiment, NER, QA, translation, etc.
  • Analogy: medical school (long, expensive, once) โ†’ residency (short, cheap, per specialty).
  • Key insight: "If you can fill in blanks correctly, you understand language." Google โ†’ BERT, OpenAI โ†’ GPT (same insight, two designs).

2 Two philosophies, one Transformer


  • BERT (Google): see everything, understand deeply โ†’ bidirectional. Like an open-book exam.
  • GPT (OpenAI): see the past, predict the future โ†’ left-to-right. Like writing an essay.
  • Same Transformer โ€” different attention masks. BERT = better at understanding; GPT = better at generating.

3 BERT โ€” Bidirectional Encoder Representations


  • Uses only the Transformer encoder (no decoder).
  • Key idea: to understand a word you need both sides of context.
  • Disambiguation example: "The bank was flooded" โ†’ river bank (needs "flooded" on the right); "The bank approved the loan" โ†’ financial (needs "loan" on the right). Without right context you cannot disambiguate.

4 Masked Language Modeling (MLM)


  • Training task: randomly mask 15% of tokens, predict them from surrounding context. Forces bidirectional understanding (a fill-in-the-blank exam โ€” read the whole sentence to answer).
Treatment of the 15%ProportionReason
Replace with [MASK]80%Main training signal
Replace with random word10%Prevent model ignoring non-[MASK] tokens
Keep unchanged10%Teach that any word could be the target
  • Why not 100% [MASK]? At fine-tuning time there are no masks โ€” a 100%-mask model would see a train/test mismatch.
  • Why 15%? Balance between enough training signal and enough visible context.
Must-know for exam BERT masks randomly (not the last word) to force bidirectional context use โ€” always-masking-last would just be left-to-right (i.e. GPT). BERT cannot generate text: it sees all positions at once, so to produce word 5 it would peek at word 6+. No causal ordering = no sequential generation.

5 BERT architecture & fine-tuning


BERT-baseBERT-large
Layers1224
Hidden size7681024
Attention heads1216
Parameters110M340M
  • Pre-trained on Wikipedia + BookCorpus; ~4 days on 64 TPUs โ€” you do not train it yourself, you download it (HuggingFace).
  • Also pre-trained with Next Sentence Prediction (NSP) โ€” later shown to be less important (RoBERTa dropped it).
  • Fine-tuning: add a small task head (linear + softmax) on top of pre-trained BERT (frozen or fine-tuned).
    • Classification: [CLS] token โ†’ linear โ†’ softmax.
    • NER: each token โ†’ label.
    • QA: predict start & end positions of the answer span.
  • Typical recipe: learning rate 2e-5, 3โ€“5 epochs, 1 GPU, a few hours.
  • The revolution: one expensive pre-train โ†’ cheap adaptation. ~1000 labeled examples + 3 epochs โ†’ 85%+ accuracy; from scratch would need ~100ร— more data.

6 GPT โ€” Generative Pre-trained Transformer


  • Uses only the Transformer decoder.
  • Autoregressive: predict the next token given all previous tokens.
  • Causal mask: position i can only attend to positions 1 โ€ฆ i (no peeking ahead). "GPT wears blinders."
  • Core idea: like your phone's autocomplete โ€” predict the next word.

7 Autoregressive generation


  • Training: predict next token at every position (teacher forcing).
  • Generation loop: (1) predict next-token distribution โ†’ (2) sample โ†’ (3) append token โ†’ (4) repeat until a stop token. Every ChatGPT word is produced this way โ€” one token at a time.
  • Temperature softmax(zแตข / T): low (0.1) = peaked, deterministic, safe; high (1.5) = flat, creative, risky.
  • Top-k / Top-p: sample only from the most likely candidates โ†’ prevents nonsense.

8 Scaling & few-shot learning


ModelParametersKey achievement
GPT-1 (2018)117MProved the concept
GPT-2 (2019)1.5B"Too dangerous to release"
GPT-3 (2020)175BFew-shot learning emerges
GPT-4 (2023)~1.7T (est.)Multimodal, powers ChatGPT
  • Emergent abilities: capabilities appear at scale that weren't explicitly trained โ€” nobody programmed GPT-3 to do arithmetic or translate; it just learned.
  • Few-shot / in-context learning (GPT-3): give examples in the prompt โ†’ it follows the pattern, with no weight updates.
    • Zero-shot: "Translate English to French: Hello โ†’"
    • One-shot: "Hello โ†’ Bonjour. Goodbye โ†’"
    • Few-shot: 5 examples โ†’ new query.
  • This is why prompt engineering matters โ€” you're programming with examples, purely in context.

9 BERT vs GPT โ€” head to head


BERTGPT
ArchitectureEncoder-onlyDecoder-only
ContextBidirectionalLeft-to-right (causal)
TrainingMLM (fill blanks)Next-token prediction
StrengthUnderstandingGeneration
Use casesClassification, NER, QAChatbots, writing, code
Must-know for exam Both are Transformers โ€” the only difference is the attention mask: BERT = full (bidirectional), GPT = causal (left-to-right only).

10 Tokenization โ€” text to numbers


  • Models need numbers, not text. Three strategies:
    • Word-level: "unhappiness" = 1 token. Problem: vocabulary explodes.
    • Character-level: 11 separate tokens. Problem: sequences too long.
    • Subword (BPE): "un" + "happi" + "ness" โ€” best of both worlds.
  • Goldilocks rule: common words stay whole; rare words split into reusable pieces ("un-", "-ness" appear in hundreds of words).

Byte Pair Encoding (BPE):

1. Start with a character vocabulary
2. Count all adjacent character pairs in the corpus
3. Merge the most frequent pair into a new token
4. Repeat N times  (N = desired vocab size - initial chars)

Example merges:  l,o,w,e,r -> "lo" -> "low" -> "lower"
  • Result: common words stay whole, rare words split into frequent subwords. GPT-2/3/4 use BPE with ~50K vocab.
  • WordPiece (BERT's tokenizer): similar to BPE but uses likelihood-based merging (BPE is frequency-based). ## prefix marks continuation tokens: "playing" โ†’ ["play", "##ing"]. ~30K vocab for BERT. Different algorithm, same idea โ€” in practice, similar results.
Must-know for exam Why LLMs can't do math: "427" might tokenize as "42" + "7", or "15213" โ†’ ["152", "13"] โ€” the model never sees individual digits, so arithmetic on inconsistent chunks fails (a big source of hallucination). Multilingual cost: the same sentence in Japanese can use ~3ร— more tokens than English โ†’ more expensive + shorter effective context. The tokenizer determines what the model can even see.

โ˜… Likely exam questions


Q1. Why can't BERT generate text, even though it understands language well?

BERT is bidirectional โ€” it sees all positions simultaneously. To generate token 5 it would peek at tokens 6+. No causal ordering means no sequential generation.

Q2. Why mask randomly (15%) instead of always masking the last word? And why not 100% [MASK]?

Random masking forces bidirectional context use; always-last would just be left-to-right (GPT). Of the 15%: 80% โ†’ [MASK], 10% โ†’ random word, 10% โ†’ unchanged. Not 100% because at fine-tuning time there are no masks โ€” avoid the train/test mismatch.

Q3. You have 500 labeled emails โ€” train from scratch or fine-tune BERT?

Fine-tune BERT. 500 labels is far too few to train from scratch (would overfit). BERT already knows language; just add a task head and teach it the task. Expect 85%+ accuracy; lr โ‰ˆ 2e-5, 3โ€“5 epochs.

Q4. What is GPT-3's ability to learn from a few prompt examples called, and why is it surprising?

Few-shot / in-context learning. Surprising because there are no weight updates โ€” it's pure pattern recognition from the prompt examples. It's an emergent ability that appeared at scale.

Q5. A tokenizer splits "15213" into ["152", "13"]. How does this cause arithmetic errors?

The model sees "152" and "13" as separate units, not the digits 1-5-2-1-3. It operates on inconsistent chunks instead of individual digits, so digit-level arithmetic fails.

Q6. What is the single architectural difference between BERT and GPT?

The attention mask. BERT uses full (bidirectional) attention via the encoder; GPT uses a causal (left-to-right) mask via the decoder. Everything else is the same Transformer.

Q7. BPE vs WordPiece?

Both produce subwords. BPE merges the most frequent adjacent pair (frequency-based), ~50K vocab, used by GPT-2/3/4. WordPiece merges by likelihood, ~30K vocab, marks continuations with ##, used by BERT. Similar results in practice.